SEC charges Merrill Lynch, Harvest Volatility Management for ignoring client investment limits
A logo for financial services company Merrill Lynch is seen in New York. Emmanuel Dunand AFP | Getty Images The Securities and Exchange Commission charged Harvest Volatility Management and Merrill Lynch on Wednesday for exceeding clients’ predefined investment limits over a two-year period. Merrill, owned by Bank of Americaand Harvest have agreed in separate settlements…